Andrew has worked closely with a number of investment clients to develop robust and bespoke policy and procedures suites, he has supported and facilitated in-house compliance teams with advice and interim cover, and assisted on a range of EMI, 5MLD, MiFID and SMCR applications.

He has led in wide-scale CDD remediation projects, applying in-depth knowledge of client’s policies and risk appetites and co-ordinated a significant, multi-jurisdictional, M&A assurance project working with teams across the globe to facilitate the final report.

Andrew has undertaken event analysis, assisted in the handling of enforcement action cases and provided in-depth regulatory horizon updates, briefing papers and training materials covering a plethora of investment regulations for a broad range of clients.