'An Overview of SMCR for Core Firms' webinar

Watch this free on demand webinar today, where fscom’s Jamie Cooke will provide practical guidance on how firms can comply with the Certification Regime and the key insights on the Senior Manager Regime. SMCR has been in force almost a year for solo firms and the window is opening soon for these firms to register their certified persons with the FCA. This webinar will provide an overview of the Certification Regime and will cover the following: – The firms obligations under the Certification Regime – How to identify those persons who fall under the Certification Regime – How to assess their fitness and proprietary – What functions are covered under the Certification Regime – Territoriality and the Certification Regime for UK firms

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Watch this on demand webinar on 'Preparing for your AML Compliance Audit – Best Practice Tips' today!

Who we help

We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, challenger banks, cryptocurrency, and investment firms.

How we help

We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.

Find out more

At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.