'SEAR- What are the requirements?' webinar

A result of The Central Bank’s desire to increase focus on individual accountability throughout the financial services sector, the Senior Executive Accountability Regime (SEAR) will mean changes for firm’s internal governance processes. The legislation needed to implement the regime is expected in the near future, but what are its key components – and what does your firm need to do to prepare? In this webinar, Jamie Cooke discusses the new regime in detail, including: – the firms that the regime will apply to; – who the senior executive functions (SEFs) will be; – drafting statements of responsibility for SEFs; – creating responsibility maps; and – the conduct rules to be introduced alongside the new regime.

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We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, challenger banks, cryptocurrency, and investment firms.

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We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.

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At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.