Setting up a financial crime program.

Client
A newly established cryptocurrency exchange and EMI agent

Objective
The client required assistance with setting up their financial crime program. The polices needed to be tailored to the firms business model and specific risks.

Approach to engaging with the client
Initially met with the client to find out how their business model works and where they see the specific risks exposure to their business. Provided assistance with tailoring the documents to the firms specific business model.

Outcome
The firm was left with a suit of industry standard AML policy and procedural documentation that is compliant with financial regulations. The firm is now equipped to identify and mitigate their AML risk.

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Contact our team of fincrime experts today for more information.