One of the questions most asked of Director Alison Donnelly in recent weeks is how far the payments sector has got in implementing the new Consumer Duty.
This blog by Greg James aims to make life easier for firms by highlighting six key takeaways from the letter to which you should pay particular attention.
In this blog, fscom’s operational and information security expert, Will Finn, takes the time to answer all your key questions in relation to REP018 – the operational and security risk assessment that all payment service providers (PSPs) …..
A major report has revealed the key financial crime and anti-money laundering (AML) compliance challenges facing financial services firms in 2022. Produced….
Head of Investments, Azariah Nukajam discusses in this blog the Financial Conduct Authority’s (FCA) improvements to the Appointed Representative regime and its key areas of focus.
Head of Cyber Security and ICT Risk, Nick Gumbley discusses in this blog the top cyber security questions you, as a compliance professional should be asking your CISO
In this blog, we summarise their advice on what companies need to know about regulations on customer data, and how they can set up a framework to meet these challenges head on.
In this blog, we look at the ‘what, why, when, where and how of a wind-up strategy. We dive deeper into the regulator’s expectations for an exit strategy ……
The 31 March 2022, deadline has passed for financial firms to carry out the UK Financial Conduct Authority’s (FCA) requirement to complete a self-assessment document….
Senior Compliance Associate, Chris Vaughan created a handbook that aims to be the go-to guide for financial crime compliance professionals of any level of seniority who are starting out in the world of cryptoassets.
In this blog, we summarise their advice on what companies need to know about regulations on customer data, and how they can set up a framework to meet these challenges head on.
Senior Compliance Associate, Chris Vaughan created a handbook that aims to be the go-to guide for financial crime compliance professionals of any level of seniority who are starting out in the world of cryptoassets.
The Criminal Justice Act (CJA) 2021 became effective on 23rd April 2021 with the transposition of the 5th Anti-Money Laundering Directive (5MLD) into Irish Law.
Crypto firms operating in the UK, prior to 10th January 2020, are required, in compliance with the 5th Anti-Money Laundering Directive (5MLD), to register with the FCA and be compliant with the MLRs 2017, as amended.