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Julie Tuffrey

Capital Markets

Planning for your annual CASS Audit

Many UK investment firms that hold and/or control client money and assets must undertake an annual CASS audit as required by the Financial Conduct Authority

26/04/2024

CASS Audit

FCA CASS Maturity & Resilience: Be confident, not complacent with your CASS capabilities and arrangements

In this blog, fscom’s Senior Manager Julie Tuffrey discusses the crucial role of the CASS regime and how fscom can help firms navigate the complexities

20/07/2023

Julie Tuffrey

Planning for your annual CASS Audit

FCA CASS Maturity & Resilience: Be confident, not complacent with your CASS capabilities and arrangements

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