Knowledge Base
Blogs
Read our most recent articles, where we aim to add value by providing our expert insights on the latest regulations.
- CASS Audit
In this blog, we identify the key steps investment firms should take to perform well in an audit, and to improve their overall confidence in safeguarding client money and assets.
- 26/04/2024
- Funds and Asset Management
In our latest blog fscom explores the most common errors with recent asset management authorisation applications, as published by the FCA.
- 19/04/2024
- Regulatory Compliance
The FCA launched a consultation on proposed guidance for financial promotions in July 2023. Then, on 26 March 2024, the regulator published its finalised guidance which clarified its expectations for financial firms and influencers.
- 27/03/2024
