Prudential risk

Regulators expect firms to maintain strong capital, liquidity and wind-down plans to survive stress and protect customers. From ICARA to wind-down planning, we help firms build resilience frameworks and ensure long term stability.
Is your firm prudentially resilient?

Failure to manage prudential risk exposes your firm to regulatory action, operational failure and reputational damage. A robust prudential framework not only satisfies regulatory expectations, it builds long term resilience and ensures your firm can manage stress or an orderly wind-down without harm.

Key Prudential Risk services

Development and review of wind-down plans to ensure your firm can exit the market safely, protecting customers at the same time.

Expert guidance on building and enhancing ICARA frameworks, including capital planning and regulatory alignment.

Stress testing, scenario analysis and financial forecasting to help firms maintain adequate capital and liquidity under a range of conditions.

Strategic support for regulatory reporting and responding to Board and regulator enquiries.

Why work with us?

Our team of compliance maturity specialists builds regulator-ready prudential risk frameworks that enhance governance, ensure resilience and align with the regulator's evolving expectations.

Insights that keep you ahead

Access expert insights, regulatory updates and in-depth analysis from our sector specialists. Our thought leaders break down emerging risks, evolving expectations and industry trends - giving you the clarity to strengthen governance, enhance control frameworks and lead with compliance maturity.

Twin Peaks in Turmoil: The impact of Basel 3.1 on FCA regulated firms

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What you need to know about the FCA latest wholesale markets proposals

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Keeping the funds flowing: how should payment and e-money firms handle prudential risk?

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Navigating ICARA: Key Priorities for Investment Firms in 2024

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2024 Priorities: PRA’s Dear CEO letter to UK Deposit Takers

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Payments, financial resilience and wind-down plans

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FCA Announces Wind-down Plan Requirements

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Webinars, podcasts and events
Resources and downloads
Ready to advance your compliance maturity?

Connect with our sector specialists for tailored guidance on where you stand - and where to go next. Whether you need authorisation, assurance or a path through regulatory pressure, we'll help you take the next step with clarity and confidence. Let’s talk.