Capital Markets

Our compliance maturity specialists explore the key issues in a constantly evolving regulatory landscape.

Downloads

1 min read

04/09/2026

MiFIR transaction reporting transition checklist

Webinar

1 min read

30/07/2026

Preparing for the FCA’s cryptoasset gateway

Blog

6 min read

05/06/2026

The Financial Services and Markets Bill: why capital markets firms should prepare for a broader 2026–27 regulatory reset

Blog

6 min read

21/05/2026

Consumer Credit Act Reform Phase 1: why Capital Markets participants should pay attention now

Blog

3 min read

14/05/2026

UK consumer credit: what the new BNPL regime means for capital markets

Downloads

1 min read

01/05/2026

FCA authorisation readiness checklist for Consumer Credit firms

Downloads

1 min read

28/04/2026

FCA Consumer Credit authorisation guide

Blog

3 min read

17/04/2026

fscom appointed to FCA Skilled Persons Framework

Blog

3 min read

31/03/2026

Motor finance redress: More than a PPI moment

Downloads

1 min read

03/02/2026

2026 compliance maturity benchmarking report

Blog

5 min read

27/11/2025

Client classification after Linear Investments v FOS: why self-certification isn’t enough

Blog

5 min read

07/10/2025

Buy Now Pay Later: preparing for Regulation Day

Fraud

From authorised push payment (APP) scams to digital payment attacks, fraud is a growing threat. Our compliance maturity specialists help…

Cyber security and IT compliance

We help firms master cyber security and IT compliance in an era of increasing threats and sharper regulatory scrutiny. Our…

Anti-money laundering and financial crime

AML threats are evolving and regulations are tightening. Our compliance maturity specialists help firms strengthen AML frameworks, compliance monitoring and…

Client assets sourcebook (CASS)

CASS remains a key regulatory focus demanding rigorous client asset protection. From audits to remediation, we help firms mitigate risk,…

Operational resilience

In an interconnected financial world, operational resilience isn’t optional. We help firms embed resilience, ensuring FCA, PRA and EU compliance…

Consumer Duty

The FCA’s Consumer Duty regulation raises the bar for customer protection. We help financial service firms ensure compliance by meeting…

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Success stories

In our clients’ own words

Ready to advance your compliance maturity?

Connect with our sector specialists for tailored guidance on where you stand - and where to go next. Whether you need authorisation, assurance or a path through regulatory pressure, we'll help you take the next step with clarity and confidence. Let’s talk.

Capital Markets