Our compliance maturity specialists explore the key issues in a constantly evolving regulatory landscape.

The Consumer Duty: getting ready for the first board reports and the closed products deadline

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fscom appoints David Coolegem as Head of Capital Markets

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A modernised Consumer Protection Code

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What firms need to know about proposed changes to the FCA Financial Crime Guide

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Interim update on FCA supervision of asset management and alternatives

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The essential guide to moving from being an AR to authorisation

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Planning for your annual CASS Audit

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Avoiding Common Errors in FCA Authorisation: A Guide for Asset Management Firms

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FCA publishes finalised guidance on promotions on social media

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Operational Resilience: How do we address the risks of Critical Third Parties in the UK financial sector?

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The Consumer Duty annual reports: reporting to the Board and the Board’s report

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fscom expands asset and fund management offering with acquisition of FMConsult

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