Anti-money laundering and financial crimeAsset ManagementAssurance and AuditCapital Markets

We conducted regulatory due diligence that validated compliance integrity, helping complete a multimillion-pound exchange acquisition smoothly.

Payments

E-money and consumer credit permissions for fintech startup launching mobile e-wallet

Anti-money laundering and financial crimeCapital MarketsCompliance Advisory

Consumer credit permissions for international distribution company seeking FCA authorisation

Anti-money laundering and financial crimeAsset ManagementCompliance AdvisoryPayments

We performed a compliance review that addressed key weaknesses and positioned a European payments firm for successful acquisition.

Asset Management

We oversaw post-acquisition integration, harmonising frameworks and achieving regulatory consistency across e-money and MiFID entities.

Compliance AdvisoryPayments

Regulatory notifications and compliance post-acquisition for global payments group

Asset Management

Regulatory due diligence for a global private equity firm considering Series E investment in US-based payments firm

Capital Markets

Buy-side regulatory due diligence for acquisition of global FX broker

Capital MarketsPayments

Regulatory approval for expanding product offerings at authorised e-money business

Capital Markets

Comprehensive compliance review for global FX brokerage under UK investment firm regulations

Anti-money laundering and financial crimeAssurance and AuditCompliance AdvisoryPayments

Full-scope compliance audit for London-based money transmission firm in funding round

Consumer dutyPayments

We supported a MiFID firm in meeting the FCA Consumer Duty by strengthening product governance and improving outcomes for retail customers.
Benefitting from our expertise
"Just a word of thanks to you and the team on your continued support! Your expert advice provides us with peace of mind when it comes to regulatory compliance so thank you!"
Kam Biring
MLRO, Currencies Direct
"fscom really take the time to understand your business, understand what your flow of funds are, what your actual risks are, your operational structure and uses that to deliver practical solutions that are compliant with the regulations."
Jason McKinney
Chief Compliance Officer & Executive Director, My EU Pay
"It has been a pleasure working with Phil (Creed), he understands what the business can do and what the regulators require. I think that is a huge help to firms who are trying to get authorised or audited."
Shannon Krishna
Head of Compliance, InCard
"The main thing fscom brings to the market is practical advice. They don’t hide behind niche interpretations or grey areas. They understand the regulations and they give you step by step instructions and guidance, helping you implement it from a practical perspective."
Andrew Johnston
Head of Compliance & MLRO
Foreign Currency Partners
"fscom have a good practical knowledge of how to navigate the compliance environment. I am very pleased to be working with fscom."
Andrew Dawson
Head of Compliance / MLRO, Financial House
"We engaged fscom to help us become authorised as a limited permission consumer credit broker and could not have been happier with the support. The team’s deep regulatory knowledge, combined with their practical approach, meant we felt fully prepared at every stage - from drafting our application and policies to addressing FCA queries and the interview itself. We would highly recommend fscom to any firm seeking regulatory authorisation."
Neil Spottiswoode
Director, Sync Living
“Having partnered with fscom for our internal audit, advisory, and assurance needs for 5+ years, they consistently exceed our expectations. They have strong knowledge spanning multiple jurisdictions and regulatory frameworks and we appreciate the flexible approach to engagements, whether this is to match our specific needs, timelines and budget parameters. We view the fscom team as an extension of our firm."
Alessio Giorgi
Chief Risk Officer, Lumon
Ready to advance your compliance maturity?

Connect with our sector specialists for tailored guidance on where you stand - and where to go next. Whether you need authorisation, assurance or a path through regulatory pressure, we'll help you take the next step with clarity and confidence. Let’s talk.

info@fscom.co