Case Study
1 min read
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16/04/2025
Regulatory due diligence for a global private equity firm considering Series E investment in US-based payments firm
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Buy-side regulatory due diligence for acquisition of global FX broker
Regulatory approval for expanding product offerings at authorised e-money business
Comprehensive compliance review for global FX brokerage under UK investment firm regulations
2 min read
Full-scope compliance audit for London-based money transmission firm in funding round
We supported a MiFID firm in meeting the FCA Consumer Duty by strengthening product governance and improving outcomes for retail customers.
Safeguarding audit for UK-authorised e-money institution
Safeguarding remediation for payments technology platform
We assessed capital adequacy, helping a banking-as-a-service platform meet prudential requirements and demonstrate financial strength to regulators.
We helped a major firm refine its vulnerable-customer approach, improving staff training and ensuring practices aligned with FCA expectations.
