Case Study
2 min read
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16/04/2025
Supporting a $220M Series E Investment with a comprehensive assessment of financial crime controls, foreign exchange pricing, and client money arrangements
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Regulatory due diligence for a multi-million-pound acquisition of an exchange by global financial services company
1 min read
Regulatory compliance review for European payments firm in preparation for acquisition
Post-acquisition integration and regulatory compliance for e-money institutions and MiFID firm
Regulatory due diligence for a global private equity firm considering Series E investment in US-based payments firm
15/04/2025
Strengthening client asset protection and safeguarding for an investment manager
18/03/2025
Assurance review for compliance policies and procedures for an investment company
Blog
3 min read
25/02/2025
Suitability – are your records up to date?
25/10/2024
Identification of vulnerable clients – is your firm meeting the FCA’s expectations?
4 min read
25/09/2024
Client re-categorisation rules: Key takeaways
