Asset Management

Our compliance maturity specialists explore the key issues in a constantly evolving regulatory landscape.

PS26/17: What the FCA's new liquidity rules mean for fund managers blog

PS26/17: What the FCA’s new liquidity rules mean for fund managers

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The fraud risk hiding in plain sight blog

The fraud risk hiding in plain sight

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fscom blog promotional graphic featuring an aerial photo of a person walking with a long shadow across a tiled floor, with the headline 'FCA CP26/27: is simpler remuneration harder to get right?' and a 'Read Now' button

FCA CP26/27: is simpler remuneration harder to get right? 

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FCA gifts, benefits and inducements: what do the regulator’s expectations mean for firms?

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FCA ESG ratings regulation: what firms need to know

FCA ESG ratings regulation: what firms need to know

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Foreign currency and MIFIDPRU liquidity requirements: what firms need to consider

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Retail-friendly IPOs and Consumer Duty: are firms delivering good outcomes for retail investors?

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Are your clients who YOU say they are?

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RECUR: A practical framework for spotting suspicious activity in financial services

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FCA Consumer Composite Investments (CCIs): Say goodbye to the KI(I)DS!

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