Case Study
1 min read
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16/04/2025
Consumer credit permissions for international distribution company seeking FCA authorisation
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Buy-side regulatory due diligence for acquisition of global FX broker
Regulatory approval for expanding product offerings at authorised e-money business
Comprehensive compliance review for global FX brokerage under UK investment firm regulations
15/04/2025
Implementing a QA programme to meet AML standards for a global investment sector client
2 min read
18/03/2025
Client money due diligence for a global payments company
Strengthening CASS compliance for a forex broker
Risk management framework for an investment banking platform
Compliance remediation support programme for a regulated currency exchange marketplace
Regulatory support for breach notification and MiFID Variation of Permissions (VoP) for a foreign exchange provider
