Case Study
1 min read
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16/04/2025
We helped a major firm refine its vulnerable-customer approach, improving staff training and ensuring practices aligned with FCA expectations.
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We developed an operational-resilience framework that improved continuity planning and met regulatory expectations for a global provider.
15/04/2025
We enhanced a major bank’s financial-crime infrastructure, improving transaction monitoring and delivering measurable uplift in detection quality.
18/03/2025
We managed a large-scale change project that improved governance, refined compliance workflows and delivered lasting operational efficiencies.
2 min read
Review and development of financial crime infrastructure for a UK based commercial bank
Risk management framework for an investment banking platform
Compliance remediation support programme for a regulated currency exchange marketplace
We carried out an assurance review that streamlined policies, strengthened record-keeping and brought the investment company’s controls up to FCA standards.
Regulatory support for breach notification and MiFID Variation of Permissions (VoP) for a foreign exchange provider
Blog
4 min read
10/08/2020
Dear CEO Investment Firm Letter
