Case Study
1 min read
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16/04/2025
Buy-side regulatory due diligence for acquisition of global FX broker
Read more
2 min read
Safeguarding audit for UK-authorised e-money institution
Safeguarding remediation for payments technology platform
We assessed capital adequacy, helping a banking-as-a-service platform meet prudential requirements and demonstrate financial strength to regulators.
Blog
6 min read
20/02/2024
Fixing the safeguarding regime to keep the money safe
19/10/2023
CBI’s safeguarding expectations of payment and e-money institutions – a timely reminder
Webinar
15/08/2023
CBI’s safeguarding expectations following letter to Payment and e-money firms Webinar
11/08/2023
How to comply with the FCA’s Safeguarding Requirements
4 min read
06/02/2023
Six areas to watch from the Central Bank of Ireland’s new letter to payment and e-money firms
24/02/2022
The Compliance Files Podcast: The Central Bank of Ireland’s Dear CEO Letter to Payment & E-Money Firms
