Regulatory themes

Specialising in all aspects of financial services compliance, we keep you ahead of evolving requirements.

Safeguarding

We support payment and e-money firms to safeguard customer funds through expert audit, training and advisory services that establish robust…

Fraud

From authorised push payment (APP) scams to digital payment attacks, fraud is a growing threat. Our compliance maturity specialists help…

Cyber security and IT compliance

We help firms master cyber security and IT compliance in an era of increasing threats and sharper regulatory scrutiny. Our…

Anti-money laundering and financial crime

AML threats are evolving and regulations are tightening. Our compliance maturity specialists help firms strengthen AML frameworks, compliance monitoring and…

Regulatory supervision

Regulatory Supervision Regulatory supervision is intensifying across the UK and Europe, with firms facing increasing oversight through FCA S166 Skilled…

Prudential risk

Regulators expect firms to maintain strong capital, liquidity and wind-down plans to survive stress and protect customers. From ICARA to…

Customer Due Diligence (CDD) Remediation

Maintaining high quality CDD data can be time consuming, resource intensive and complex. From backlog remediation to framework optimisation, we…

Client assets sourcebook (CASS)

CASS remains a key regulatory focus demanding rigorous client asset protection. From audits to remediation, we help firms mitigate risk,…

Operational resilience

In an interconnected financial world, operational resilience isn’t optional. We help firms embed resilience, ensuring FCA, PRA and EU compliance…

Consumer Duty

The FCA’s Consumer Duty regulation raises the bar for customer protection. We help financial service firms ensure compliance by meeting…

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Success stories

In our clients’ own words

Benefitting from our expertise

"Just a word of thanks to you and the team on your continued support! Your expert advice provides us with peace of mind when it comes to regulatory compliance so thank you!"

Kam Biring
MLRO, Currencies Direct

"fscom really take the time to understand your business, understand what your flow of funds are, what your actual risks are, and your operational structure to practical solutions that are compliant with the regulations."

Jason McKinney
Chief Compliance Officer & Executive Director, My EU Pay

"It has been a pleasure working with Phil (Creed), he understands what the business can do and what the regulators require. I think that is a huge help to firms who are trying to get authorised or audited."

Shannon Krishna
Head of Compliance, InCard

"The main thing fscom brings to the market is practical advice. They don’t hide behind niche interpretations or grey areas. They understand the regulations and they give you step by step instructions and guidance, helping you implement it from a practical perspective."

Andrew Johnston
Head of Compliance & MLRO
Foreign Currency Partners

"fscom have a good practical knowledge of how to navigate the compliance environment. I am very pleased to be working with fscom."

Andrew Dawson
Head of Compliance / MLRO, Financial House

"fscom always has a clear insight of what is going on in the industry. They bring trust and intelligence – two of the most important things."

Lorcan Burke
Board Member, Paywiser

Ready to advance your compliance maturity?

Connect with our sector specialists for tailored guidance on where you stand - and where to go next. Whether you need authorisation, assurance or a path through regulatory pressure, we'll help you take the next step with clarity and confidence. Let’s talk.