Regulatory Supervision
Regulatory supervision is intensifying across the UK and Europe, with firms facing increasing oversight through FCA S166 Skilled Person Reviews, S165 Information Requests, and the Central Bank of Ireland’s Risk Mitigation Programmes (RMPs). At fscom, we support firms in managing these regulatory challenges, delivering remediation support that reduces risk and builds confidence with regulators.
Is your firm prepared for regulatory scrutiny?
Regulators across the UK and Europe are intensifying their use of supervisory tools such as FCA S166 Skilled Person Reviews, S165 Information Requests, and thematic reviews and the Central Bank of Ireland's Risk Mitigation Programmes (RMPs) to assess firms’ regulatory compliance and risk management. At fscom, we help firms respond with clarity, confidence, and strategy while minimising disruption and demonstrating regulatory maturity.
Key regulatory supervision services
Support with S166 skilled person reviews to help your firm respond effectively and strengthen compliance frameworks.
Support with Central Bank of Ireland Risk Mitigation Programmes (RMPs) to address supervisory findings efficiently.
Assistance for S165 information requests guiding firms in preparing accurate, regulator ready submissions.
Preparation for FCA thematic reviews providing pre-review assessments, mock interviews and data readiness support.
Why work with us?
Our team of compliance maturity specialists combines regulatory insight and practical experience to help firms across the UK, Ireland and the EEA respond confidently to supervisory action. Whether facing an FCA S166, a Central Bank RMP, we guide firms through each step for long term regulatory resilience.
- Former regulator expertise – Our team includes former supervisors and regulatory specialists with experience across regulatory frameworks.
- Pan European regulatory insight – We understand the nuances of UK and EU regulatory expectations and tailor our approach to fit each regime and regulator.
- Full remediation support – From initial assessments and response drafting to remediation and post review enhancements, we manage the full lifecycle. .
- Board level management – We prepare senior management for regular interactions with briefings and documentation aligned to supervisory expectations.
Insights that keep you ahead
Access expert insights, regulatory updates and in-depth analysis from our sector specialists. Our thought leaders break down emerging risks, evolving expectations and industry trends - giving you the clarity to strengthen governance, enhance control frameworks and lead with compliance maturity.
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Ready to advance your compliance maturity?
Connect with our sector specialists for tailored guidance on where you stand - and where to go next. Whether you need authorisation, assurance or a path through regulatory pressure, we'll help you take the next step with clarity and confidence. Let’s talk.