Is your firm safeguarding compliant?
To protect customers if a payment or e-money firm fails, the regulators require you to have rigorous safeguarding controls in place, such as clear fund identification, timely reconciliations, robust segregation of client money and independent audits. We mitigate safeguarding risks, strengthen operational resilience and secure compliance with the latest regulations.
Our safeguarding services
Safeguarding audits that provide independent assessments, fund segregation verification and detailed reporting to ensure compliance and regulatory assurance.
Safeguarding policy and procedures, including gap analysis, regulator aligned procedure enhancements, and board-level reporting and governance.
Safeguarding training, such as practical, scenario-based learning for compliance teams and leadership to embed a strong compliance culture.
Regulatory compliance in line with Payment Services Regulations 2017 (PSRs) and Electronic Money Regulations 2011 (EMRs).
Why work with us?
Our experienced team of safeguarding compliance maturity specialists will ensure your firm offers protection that builds customer trust and meets regulatory requirements.
- Safeguarding compliance specialists – We help firms rise from basic compliance to strategic safeguarding excellence
- Expert-led solutions – Our team actively contributes to FCA consultations and trade bodies on safeguarding.
- Tailored, practical support – We drive measurable improvements in safeguarding resilience.
- Regulatory confidence – Our Performance Pact defines expectations, providing compliance certainty for your firm.
Insights that keep you ahead
Access expert insights, regulatory updates and in-depth analysis from our sector specialists. Our thought leaders break down emerging risks, evolving expectations and industry trends - giving you the clarity to strengthen governance, enhance control frameworks and lead with compliance maturity.
Webinars, podcasts and events
Resources and downloads
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Ready to advance your compliance maturity?
Connect with our sector specialists for tailored guidance on where you stand - and where to go next. Whether you need authorisation, assurance or a path through regulatory pressure, we'll help you take the next step with clarity and confidence. Let’s talk.