How we help
Deeply connected to the asset management sector, our compliance maturity specialists bring decades of combined experience providing risk and compliance solutions that enable firms to keep pace with regulatory shifts.
- Launching or restructuring? – Build a regulator ready compliance foundation. You gain regulatory approval with credibility from the start.
- Scaling or preparing for review? – Demonstrate maturity, readiness and control through healthchecks, compliance audits and assurance.
- Responding to change or pressure? – Adapt quickly and regain control with regulatory advisory, remediation or interim support.
Key services
Why work with us?
We are more than consultants. We are compliance maturity specialists deeply embedded within the asset management sector.
- Trusted advisors – We have deep expertise in the sector and are members of The Investment Association.
- Regulatory specialists – We navigate UK and European regulations to support cross-border asset management projects.
- Industry influencers – Our position gives us a voice with policymakers and regulators, shaping the compliance landscape.
- Compliance enablers – We go beyond advice, embedding robust compliance processes within your business.
Client success stories
Supporting a $220M Series E Investment with a comprehensive assessment of financial crime controls, foreign exchange pricing, and client money arrangements
Client success stories
Regulatory due diligence for a multi-million-pound acquisition of an exchange by global financial services company
Client success stories
Regulatory compliance review for European payments firm in preparation for acquisition
Client success stories
Post-acquisition integration and regulatory compliance for e-money institutions and MiFID firm
Insights that keep you ahead
Access expert insights, regulatory updates and in-depth analysis from our sector specialists. Our thought leaders break down emerging risks, evolving expectations and industry trends - giving you the clarity to strengthen governance, enhance control frameworks and lead with compliance maturity.
Sector specialists
Our sector specialists partner with compliance leaders across financial services - from payments and e-money to asset management, banking, capital markets, and digital assets. Where others bring general advice, we bring sector specific insight, structure and solutions that build confidence, resilience and readiness.
Talk to our asset management specialists
Connect with our experts to discuss how we can develop asset management compliance solutions for your business.
