SMCR

The Senior Managers and Certification Regime (SMCR) Support

The Senior Managers and Certification Regime (SMCR) affects all FSMA authorised firms including asset managers, wealth managers, investment firms and consumer credit firms.

The aim of the Senior Managers and Certification Regime (SMCR) is to reduce harm to consumers and strengthen market integrity by making individuals more accountable for their conduct and competence.

Do you need some support with your SMCR?

Talk to our SMCR experts who have been working with both core and enhanced  firms to advise them on implementing the key pillars of the Senior Managers Regime, Certification Regime and Conduct Rules into their businesses. 

Our key services include:

  • SMCR Gap Analysis
  • SMCR Toolkit
  • Conduct Rules Training

 

Why work with us?

We have been able to assist firms in setting up their SMCR processes faster than an in-house project. 

Through our knowledge and experience, we can help design the firm’s processes and they can leverage our SMCR toolkit which provides guides and templates for specific aspects of SMCR such as Management Responsibilities Maps.

We understand the sheer burden of work on compliance teams so don’t hesitate to contact us today to find out how we can help you meet your SMCR obligations in a fast and effective manner.

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