Blog

Capital Markets Sector

6 min read

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26/02/2025

Key takeaways from the 2025 Capital Markets Regulatory Outlook

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Blog

1 min read

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31/10/2024

TISA CASS Compliance Survey

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Webinar

1 min read

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08/07/2024

Navigating the FCA’s safeguarding consultation – a CASS approach?

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Webinar

1 min read

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09/05/2024

Planning for your CASS audit 2024

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Blog

3 min read

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26/04/2024

Planning for your annual CASS Audit

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Blog

10 min read

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29/02/2024

Key Trends Facing the UK Capital Markets Sector in 2024

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Blog

4 min read

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20/07/2023

FCA CASS Maturity & Resilience: Be confident, not complacent with your CASS capabilities and arrangements

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Blog

4 min read

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15/01/2021

BRIEFING: The UK Investment Firm Prudential Regime (IFPR)

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Blog

4 min read

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10/08/2020

Dear CEO Investment Firm Letter

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Blog

6 min read

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10/07/2020

FCA: temporary prudential guidance for payment and e-money institutions

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Regulations and Compliance
Fraud

From authorised push payment (APP) scams to digital payment attacks, fraud is a growing threat. Our compliance maturity specialists help…
Cyber security and IT compliance

We help firms master cyber security and IT compliance in an era of increasing threats and sharper regulatory scrutiny. Our…
Anti-money laundering and financial crime

AML threats are evolving and regulations are tightening. Our compliance maturity specialists help firms strengthen AML frameworks, compliance monitoring and…
Client assets sourcebook (CASS)

CASS remains a key regulatory focus demanding rigorous client asset protection. From audits to remediation, we help firms mitigate risk,…
Operational resilience

In an interconnected financial world, operational resilience isn’t optional. We help firms embed resilience, ensuring FCA, PRA and EU compliance…
Consumer Duty

The FCA’s Consumer Duty regulation raises the bar for customer protection. We help financial service firms ensure compliance by meeting…
Success stories

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