Business Issue
A client looking to acquire a global FX broker required thorough buy-side regulatory due diligence to assess the broker’s compliance and identify any potential risks or issues before proceeding with the acquisition.
Solution
fscom deployed a global team to conduct due diligence across six regions, with each regional assessment project managed centrally to ensure consistency and efficiency. The team thoroughly reviewed the broker's regulatory compliance and operations, identifying key areas of concern.
Benefits
The due diligence process provided the client with a comprehensive understanding of potential risks, including areas requiring indemnification, pre-close adjustments, and post-close remediation. This insight helped inform the client’s acquisition strategy and negotiations.
Client
Feedback
The client was pleased with fscom's global approach, which delivered a clear, detailed report within six weeks. They appreciated the timely identification of critical issues and the actionable recommendations that allowed them to move forward with confidence in the acquisition process.
