Business Issue
A global investment sector client needed to implement a Quality Assurance (QA) programme to mitigate the risk of failing to meet regulatory and contractual Anti-Money Laundering (AML) standards—particularly their obligations to the Federal Reserve Bank of New York.
Solution
The client engaged fscom for their deep regulatory expertise to design and deliver a robust QA programme. Our specialists executed the project in six clear phases: laying the foundations, designing the programme, implementing and validating the QA solution, and successfully transitioning ownership to the client.
Benefits
The engagement resulted in enhanced AML standards across the firm. The client gained confidence in the strength and reliability of their first- and second-line AML processes, ensuring alignment with key regulatory expectations.
Client
Feedback
The client was left with a strong sense of confidence in their ability to navigate regulatory challenges, supported by a comprehensive framework that addressed both strategic and operational needs.
