Business Issue
A multinational e-money institution required a comprehensive analysis of the impact of MiFID II on its business operations. The firm needed both a detailed technical analysis for compliance teams and a broader summary suitable for executive stakeholders. The goal was to fully understand regulatory implications and define a clear roadmap for implementing any necessary remedial actions.
Solution
fscom delivered a detailed MiFID II analysis report that outlined the specific impacts on the business. The findings were categorised across several key areas: regulatory capital, operational considerations, training and competence, and regulatory permissions. Each impact and recommended remedial action was risk-rated, and a roadmap for implementation was developed to guide the client through necessary changes.
Benefits
The client gained a clear understanding of the regulatory impacts of MiFID II and how to address them. The structured analysis and prioritised actions enabled the compliance team to prepare effectively and ensured the executive board had the strategic oversight needed to support decision-making and resource allocation.
Client
Feedback
The executive board received a concise summary with a follow-up presentation, and the client expressed confidence in the clarity and practicality of the roadmap provided. fscom’s structured approach helped bridge the gap between compliance detail and strategic business impact.
