Assurance and AuditPayments

Safeguarding audit for UK-authorised e-money institution

Compliance AdvisoryPayments

Safeguarding remediation for payments technology platform

Anti-money laundering and financial crimeBankingCompliance AdvisoryPayments

We assessed capital adequacy, helping a banking-as-a-service platform meet prudential requirements and demonstrate financial strength to regulators.

Consumer dutyPayments

We helped a major firm refine its vulnerable-customer approach, improving staff training and ensuring practices aligned with FCA expectations.

Compliance AdvisoryOperational resiliencePayments

We developed an operational-resilience framework that improved continuity planning and met regulatory expectations for a global provider.

Anti-money laundering and financial crimeBankingCompliance Advisory

We enhanced a major bank’s financial-crime infrastructure, improving transaction monitoring and delivering measurable uplift in detection quality.

Anti-money laundering and financial crimeBankingCompliance Advisory

We led a bank’s regulatory-change programme, integrating new controls, clarifying governance and ensuring business continuity throughout transition.

Capital Markets

Implementing a QA programme to meet AML standards for a global investment sector client

Asset Management

We managed a full s166 review, addressing CASS and TOM concerns to secure FCA satisfaction and reinforce governance for an investment manager.

Consumer dutyOperational resiliencePayments

Interim support to a payment service provider for the delivery of the Consumer Duty and operational resilience implementation

Capital MarketsCompliance Advisory

Client money due diligence for a global payments company

BankingCompliance AdvisoryOperational resilience

We managed a large-scale change project that improved governance, refined compliance workflows and delivered lasting operational efficiencies.
Benefitting from our expertise
"Just a word of thanks to you and the team on your continued support! Your expert advice provides us with peace of mind when it comes to regulatory compliance so thank you!"
Kam Biring
MLRO, Currencies Direct
"fscom really take the time to understand your business, understand what your flow of funds are, what your actual risks are, your operational structure and uses that to deliver practical solutions that are compliant with the regulations."
Jason McKinney
Chief Compliance Officer & Executive Director, My EU Pay
"It has been a pleasure working with Phil (Creed), he understands what the business can do and what the regulators require. I think that is a huge help to firms who are trying to get authorised or audited."
Shannon Krishna
Head of Compliance, InCard
"The main thing fscom brings to the market is practical advice. They don’t hide behind niche interpretations or grey areas. They understand the regulations and they give you step by step instructions and guidance, helping you implement it from a practical perspective."
Andrew Johnston
Head of Compliance & MLRO
Foreign Currency Partners
"fscom have a good practical knowledge of how to navigate the compliance environment. I am very pleased to be working with fscom."
Andrew Dawson
Head of Compliance / MLRO, Financial House
"We engaged fscom to help us become authorised as a limited permission consumer credit broker and could not have been happier with the support. The team’s deep regulatory knowledge, combined with their practical approach, meant we felt fully prepared at every stage - from drafting our application and policies to addressing FCA queries and the interview itself. We would highly recommend fscom to any firm seeking regulatory authorisation."
Neil Spottiswoode
Director, Sync Living
“Having partnered with fscom for our internal audit, advisory, and assurance needs for 5+ years, they consistently exceed our expectations. They have strong knowledge spanning multiple jurisdictions and regulatory frameworks and we appreciate the flexible approach to engagements, whether this is to match our specific needs, timelines and budget parameters. We view the fscom team as an extension of our firm."
Alessio Giorgi
Chief Risk Officer, Lumon
Ready to advance your compliance maturity?

Connect with our sector specialists for tailored guidance on where you stand - and where to go next. Whether you need authorisation, assurance or a path through regulatory pressure, we'll help you take the next step with clarity and confidence. Let’s talk.

info@fscom.co