Business Issue
A global portfolio company was acquiring a UK-based e-money and investment group in a multi-million-pound deal. The acquisition required detailed regulatory due diligence across several areas—including financial crime, regulatory capital, complaints, client money, permissions, and conduct—within a tight eight-week timeline. The company needed a multi-skilled advisory team with deep knowledge of both FX products and the regulatory frameworks for investment firms and e-money institutions.
Solution
fscom deployed a team of eight subject matter experts to conduct onsite audits covering all key regulatory areas. The aim was to identify any areas of risk that could require indemnification or further action before completion. The team worked in parallel with legal and accounting advisors, delivering a comprehensive audit report detailing assessments and recommendations, including highlighting any material exposures.
Benefits
The delivery of the regulatory due diligence within the tight deadline enabled the portfolio company to proceed with confidence in its acquisition. fscom’s insights helped the client identify and understand any potential regulatory risks, ultimately supporting a successful and timely transaction.
Client
Feedback
The client valued fscom’s ability to mobilise a high-calibre team at pace and deliver high-quality, actionable insights under significant time pressure. They were particularly impressed by the depth of regulatory expertise and the clarity of reporting, which supported a smooth acquisition process.
