Ongoing Compliance Support

Ongoing compliance support

As a regulated financial services provider, we understand how the sheer volume of regulations that are involved in being regulated by the Central Bank of Ireland can be overwhelming.

Our team of compliance experts are helping firms like yours navigate the regulatory landscape and as specialists in the investments, payments, e-money and crypto sectors, we can also help you meet your obligations while growing your business.

Ad hoc and retained advisory support

You have the option of having us on hand either on an ad hoc basis or on a cost-effective ongoing support package which is tailored specifically to what you need across the full calendar year.


Retained advisory support

We will tailor our support to suit your requirements. The engagement could include:

  • Review and enhancement of documented policies and procedures
  • Financial promotion reviews
  • Capital adequacy advice
  • Risk management
  • Operational resilience
  • Outsourcing oversight
  • Incident management
  • Reporting and handling customer complaints
  • Training
  • Regulatory reporting
  • Regulatory subject matter experts on hand to answer your team’s questions as they arise

 

Deep domain experts

You can take comfort in knowing that you have access to a highly skilled team of deep domain experts who have a proven track record of providing clients with value added solutions. With our expert team made up of former Heads of Compliance and MLROs, rest assured we are fully aware of the challenges that our clients face. 

If you are looking for assistance in ensuring you meet the requirements of Irish and European regulation, then let’s start a conversation today.

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