Case Study
2 min read
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16/04/2025
We assessed MiFID II impact across jurisdictions, giving a multinational firm clear implementation priorities and stronger regulatory alignment.
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1 min read
We oversaw post-acquisition integration, harmonising frameworks and achieving regulatory consistency across e-money and MiFID entities.
Comprehensive compliance review for global FX brokerage under UK investment firm regulations
We supported a MiFID firm in meeting the FCA Consumer Duty by strengthening product governance and improving outcomes for retail customers.
18/03/2025
Regulatory support for breach notification and MiFID Variation of Permissions (VoP) for a foreign exchange provider
Blog
4 min read
15/01/2021
BRIEFING: The UK Investment Firm Prudential Regime (IFPR)
