On demand webinar


fscom’s webinars are a great way to enhance your compliance skills or refresh your knowledge

Download this webinar where Associate Director and senior CASS expert Julie Tuffrey takes a deep dive into the necessary steps you should take when preparing for your CASS audit.

Watch this webinar where Associate Director, Fred McDowell provides detailed information on the importance of having up to date and proportionate transaction monitoring systems within your firm.

In this webinar, fscom’s Associate Director and Head of Investments, Azariah Nukajam, guides firms through the FCA’s new PS22/10 rules, to help firms promoting high-risk investments, to better understand what is required to ensure compliance.

Our leading experts, Jamie Cooke, Alison Donnelly, Philip Creed, and Nick Gumbley discussed what the key regulatory themes that will shape the financial services industry……

In this session, Alison Donnelly discusses operational resilience with fscom’s cyber security associate director, Nick Gumbley, and senior manager, Nick Wright.

Watch this free on demand webinar today, ‘The Annual MLRO Report’ Masterclass, hosted by fscom Senior Manager, Fred McDowell. In the webinar, based upon live AML Auditing experience we’ll share the insight of what elements make up a really valuable MLRO Report.

This webinar examines the current regulatory requirements for onboarding customers and maintaining adequate CDD files and developing and implementing best in class solutions for remediating your customer due diligence files.